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Division of General Counsel, Governance and Compliance

Management Compliance Handbook

This guidance has been designed to assist managers ensure compliance within their Faculty and Professional Services (PS) Divisions across a number of regulatory, legislative and University policy requirements, and covers:

1. Business Continuity and Risk Management

2. Register of Interests (including the International ROI)

3. Hospitality and Gifts Register

4. Safeguarding and Prevent

5. Freedom of Speech and Academic Freedom (including external speaker procedure)

6. Competition and Markets Authority (CMA)

7. UK Visas and Immigration (UKVI)

8. Office for Students (OfS) 

9. Data Protection

10. Freedom of Information (FOI) and Data Subject Access Requests 

11. Records Management

12. Export Controls Please note that this is not an exhaustive list of compliance functions, and covers the areas managed through the Division of General Counsel, Governance and Compliance. (GCGC)